- Rules & Policy
- Overall Scheme
- Investor Admission
- Trading, Clearing and Settlement
- Service Fee
- Taxation Policy
- Onboarding
- Guidance
- Approved Investors
- E-Filing System
- Filing & Other Administrative Forms
- Translation
- Trading & Settlement
- Trading Mechanism
- Trading Calendar
- Market Makers
- Custodians
- FX Settlement Banks
- Services
- NCD Subscription
- Defaulted Bond Transfer
- Backup Trading
- Settlement Failure
- Data Interface
- FX Services
Note: The application forms posted below are for general reference. Eligible Foreign Investors are advised to apply for onboarding to the Bond Connect Scheme through the BCCL E-Filing System.
DOCUMENT REQUIREMENTS FOR ENTITY-BASED FILING FORMS
- For all Financial Institutions utilizing Entity-based Filing for the first time, investors should submit Entity Filing Form, Annex 2-1, Annex 2-4, Annex 6 and Pre-tick Form.
Download: Entity Filing Form, Annex 2-1, Annex 2-4, Annex 6 and Pre-tick Form (zip)
- For Trading Account Opening under the entity, investors should submit Annex 3 and Annex 6. Specifically, mandate accounts are additionally required to submit Annex 7.
Download: Annex 3, Annex 6 and Annex 7 (only for mandate/SMA accounts) (zip)
To learn more about the requirements for all filing forms, please access The Handbook to Bond Connect Admission.
Download: Entity Filing Form, Annex 2-1, Annex 2-4, Annex 6 and Pre-tick Form (zip)
- For Trading Account Opening under the entity, investors should submit Annex 3 and Annex 6. Specifically, mandate accounts are additionally required to submit Annex 7.
Download: Annex 3, Annex 6 and Annex 7 (only for mandate/SMA accounts) (zip)
To learn more about the requirements for all filing forms, please access The Handbook to Bond Connect Admission.
Document Requirements for Filing
| Application Documents | Financial Institutions | Foreign Central Bank/Sovereign Wealth Fund | |||
| Entity-based Filing | Trading Account Opening | ||||
| Funds / Products | Mandates / SMA | ||||
| Entity Filing Form | Registration Form for Overseas Institutional Investors in China’s Inter-Bank Bond Market | √ | |||
| Annex 2-1 | CIBM Registration Application Form | √ | |||
| Annex 2-4 | Letter of Authorization to Registration Agent | √ | |||
| Annex 3 | Bond Connect Investors Business Application Form/Compliance Commitment Statement for Investing in China Interbank Bond Market | √ | √ | √ | √ |
| Annex 6 | Undertaking to the Bond Connect Company Limited | √ | √ | √ | |
| Annex 7 | Compliance Statement for Mandates | √ | |||
| Annex * | Chinese Intern-Bank Market Investment Registration Form | √ | |||
| Pre-tick Form | Bond Connect New Investor Dealer Request Application Form | √ | |||
For Overseas Central Banks, SWFs, International Financial Institutions
A specialized set of Bond Connect filing forms are available for foreign central banks, sovereign wealth funds and international financial institutions.
Download: CB, SWF, International Financial Institution application forms. zip
For Investors without financial business licenses
For investors without financial business licenses, please contact BCCL at info@chinabondconnect.com
Information Update Form
To continually optimise our investors' experience with added efficiency, Bond Connect has now incorporated the "Bond Connect Registration Update Form" into the E-Filing system to replace manual submission. The Registration Update Form allows onboarded Bond Connect investors to register changes related to asset managers, custodian banks, e-trading platforms, trading execution entity, traders and any other miscellaneous information update.
Specifically, if the intended changes relate to a switch in asset management entity or a revision of the asset management entity name or fund name, applicants are required to submit an Information Update Statement.
Specifically, if the intended changes relate to a switch in asset management entity or a revision of the asset management entity name or fund name, applicants are required to submit an Information Update Statement.
Download: Registration Update Form (available in E-Filing system)
Download: Information Update Statement
Exit Form
Overseas investors who wish to exit the Bond Connect scheme shall submit a Bond Connect Exit Form to BCCL and settle any outstanding fees and transactions accordingly. Bond Connect has now incorporated the "Exit Form" into the E-Filing system to replace manual submission. After confirming completion of relevant matters, CFETS shall close the accounts, process the market exit and inform the investor via BCCL.
Download: Bond Connect Exit Form
Last updated in Oct 2024
Download: Bond Connect Exit Form
Last updated in Oct 2024